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 Financial Services - Recent news
 
2009  
18 Dec 2009 Financial Services in Focus: Issue 15
15 Dec 2009 Treasury consults on market supervision reforms
8 Dec 2009 ASIC credit licensing guidance released
30 Oct 2009 Consumer credit and margin lending reforms passed
8 Oct 2009 ASIC relief on changing scheme constitutions
8 Oct 2009 Exposure draft on new short selling regulations
18 Sep 2009      Commencement of National Consumer Credit Protection Bill delayed
26 Aug 2009 Margin lending update
19 Aug 2009 ASIC extends hardship relief for investors in mortgage funds
17 Aug 2009 National Credit Code Reform
11 Aug 2009 National Consumer Credit Protection Bill
23 Jun 2009 Update on continuous disclosure by unlisted entities
4 Jun 2009 Financial Services in Focus: Issue 14
25 May 2009 Ban on short selling securities lifted
7 May 2009 Government releases draft legislation on margin lending, trustees and debentures
29 Apr 2009 National Consumer Credit Reform Package released
22 Apr 2009 National Credit Reform - two new bills expected by the end of April
5 Mar 2009 Financial Securities: short selling ban extended again
27 Feb 2009 New Inquiry into Financial Products & Services and the new regulatory regime for Margin Lending
22 Jan 2009

Covered Short Selling ban further extended

22 Jan 2009

Margin loans to be regulated under Chapter 7 of the Corporations Act

21 Jan 2009 Financial Services in Focus: Issue 13

  
2008 Archive 
19 Dec 2008 Consequences of enterprises failing in the financial markets
12 Nov 2008 Financial crisis: regulators give relief to investors
23 Oct 2008 Covered Short Selling ban extended
26 Sep 2008 Proposed increase to external dispute resolution limit
23 Sep 2008 Naked and covered short selling banned
23 Sep 2008 FInancial Services in Focus: Issue 12
10 Jul 2008 ASIC proposes increased scrutiny of unlisted property and mortgage scheme disclosure
3 Jul 2008 Financial Ombudsman Service Update
19 Jun 2008 Mutual Recognition of Securities Offerings: NZ and Australia
13 Jun 2008 Merger of external dispute resolution schemes
Apr 2008 Financial services in focus
28 Mar 2008 AML: Compliance reports due 31 March 2008 (other than managed investment schemes)
30 Jan 2008 AML and Managed Investment Schemes: Act applies from 31 January 2008!

2007 Archive 

17 Dec 2007

Finnancial Services Alert - AML : Did you miss the deadline?

11 Dec 2007

Application of AML/CTF Act to managed investment schemes - exempt?

10 Dec 2007

Financial Services in focus

29 Aug 2007

Financial services in focus     

28 Aug 2007

Incorporation by reference - at last!

31 Jul 2007

Do you need PI Cover?

22 May 2007

Compensation Arrangements for Financial Services Providers

1 May 2007

Financial Services in Focus


2006 Archive 
Dec 2006 Financial Services in Focus
Aug 2006 Financial Services in Focus
Jun 2006 Financial Services in Focus
Mar 2006 Financial Services in Focus

2006 Archive 
Dec 2005 Financial Services in Focus
Aug 2005 Financial Services in Focus
Apr 2005 Financial Services in Focus

 
 
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